Selected
Topics in The Art of Poetry & Tone in Drama of the Future as
Illustrated in Der Fliegende Holländer
Richard Wagner is known in the musical world as much
for his operatic output as for his voluminous body of prose works, many
of which extensively (often times notoriously) address and comment on
specific ideas, compositional dilemmas and artistic goals which he
would later realize in his musical works. Sometimes the essays defended
his past works, sometimes they analyzed his newest efforts; but one
essay, a sprawling, three-part volume in its own right, entitled The
Art of Poetry and Tone, not only opens the door for Wagner’s later
works (Der Ring des Nibelungen, Tristan und Isolde) but prophesizes and
prescribes techniques for operatic composers for decades to come. It is
ironic, or at the very least of great interest, then, that in Der
fliegende Holländer, completed and performed nearly a decade
before this essay was penned, one can see the seeds of this new musical
language, the beginnings of this new artistic philosophy, and the birth
of the ideas which would lead him to produce some of the most unique
and influential operas in the history of music.
Three distinct sections of the 390-page essay will
be discussed here: Wagner’s description of the relationship between
spoken word (libretto or poetry) and lyric (sung text); the role of
melody and harmony; and the role of the orchestra. It is most useful,
given the narrative nature of the overture to Holländer, to start
with the last of these topics, the role of the orchestra.
“The orchestra indisputably possesses a faculty of
speech” says Wagner as he opens part V of the essay. This is indeed
true in Holländer, where the orchestra plays two major
roles; to foreshadow, recall, and even incite action onstage (whilst
performing with singers) and to give a virtual narration of the entire
plot in the overture (see Appendix for a catalogue of the themes and
motifs to be discussed herein). Wagner most ascribes to the orchestra
the execution of gesture, of not merely playing a melody as much as
evoking a mood. (Wagner, 316-7)
The overture embodies this role completely, and
through using motifs and variant melodies, subtle orchestrational color
shifts, and rhythm, Wagner creates not only a symphonic work which
tells the opera’s story linearly, but also a string of tightly woven
moments; vignettes which transcend orchestration in the traditional
sense. Music indeed had a long history of using its extant sound
library to create imitative colors depicting nature, etc.; but Wagner’s
overture goes further, ignoring classical precepts of orchestration and
development in favor of pure expression of the mood and depiction of
the scene and in this sense, he wrote the overture with one foot
planted firmly, however unknowingly, in Impressionism.
To take one example (for there are hundreds in the
overture alone), in the opening sequence a shrill open fifth is being
cried out by high woodwinds, strings, and trumpets. But until the horns
enter with the Dutchman’s theme, where are we, the listeners? We have
been thrown into this world, this land of folk tales, curses,
redemption, of the struggle of man against God, man against man,
unrequited love and the sacrifice which brings salvation. This is the
stuff of legend, illustrated countless times over from fairy tales to
the Bible, and it’s all there in that first terrifying tremolo. We
immediately know: urgency, passion, struggle....this will be what the
opera is about. Wagner accomplishes this by using what he needed to:
two notes, followed by a melody which is practically only these two
notes again. From the very start we see Wagner’s stepping from the
classical to the future: the tonic-dominant relationship is there, but
it exists as a matter of course; there is no introduction, no real
exposition; we are hurled into the action. The listener does not hear
downbeats as much as feel the rise and fall of the eternal sea
(mm6-32); harmonic rhythm is less important than rhythmic rhythm
(mm179-194). The overture’s form is determined only by the sequence of
action in the plot, and its orchestration is devised with an ear bent
towards color before all else; the result is a new sound, in a sense a
predecessor to film music, were the notes are slave only to the
Dramatic Action, and are composed and constructed, and sometimes
contrived and contorted, towards this end alone. But it is not only in
the overture that this devotion to the dramatic element reigns supreme;
every element which had been fighting in a decades-old struggle for
more freedom from compositional rules finds itself gaining ground in
this opera, and although there is a more evident connection to
tradition in the vocal music, even here we can see Wagner’s vision for
the future of opera and drama taking shape.
“Dramatic Action, with all its motives, is an action
lifted high above life, and intensified to the point of Wonder.”
(Wagner, 321) We will see how Wagner attains this Dramatic Action by
pushing away from traditional operatic composition into his own sea of
possibilities.
The first character we will be concerned with is the
title role, the Dutchman1. The ship is seen approaching the berthed
Norwegian vessel in Act I with thunderous noise, as if it brought the
storm in with it. This tumult fades and trickles down until a solo
trumpet intones the Dutchman’s theme, identifying for even the least
observant listener that for this man’s sake was that overture written,
and that for his own sake he must go ashore. The ensuing aria is at
once hesitant and unremitting, uncertain and focused, exhausted and
intensely committed. The stage is set for our tortured captain to
explain how he returns to shore seeking redemption, but must always
return to his damned sea-enslaved limbo. This man has seen centuries of
history, encountered thousands of souls, and has faced bitter rejection
and defeat countless times. How can one embody an existence like this?
Wagner does it with just one note, and that note one bears expectation
and desperation, the desire for something to come, but a lack of
faith that it ever will. “Die Frist ist um”:
in it Wagner says so much. He has accomplished his own process of
condensing immense emotional content into concise, economical words,
and then using the musical setting to “expand this concentrated,
compact point to the utmost of its emotional content.” (277) In the
aria to follow, as the Dutchman recounts his cursed life, the orchestra
not so much accompanies the voice as it does paint the backdrop of the
words. While the aria has clear verse structure and even some end
rhyme, the attention of the listener lies more in the relation between
orchestra and singer than formal structure. The strings’ maelstrom
subsides to a hint of the redemption theme as he declares “den Tod, ich
fand ihn nicht!” (Wagner, 82) His words “Wann dröhnter, der
Vernichtung Schlag”, sung on resounding high E’s dropping to the octave
below, are answered by the orchestra’s tuba mirum blasts (94). This is
an important moment; before we have heard the orchestra ‘echo’ sounds
onstage (55), but the trumpet that the orchestra blows here does not
exist, save in the tortured mind of the Dutchman. He thinks he hears
it, but we the listeners actually do. This is but one example of how
the orchestra relates to the singers not as an accompanying force, nor
as an imitator nor instigator; rather, the orchestra in Holländer
functions as the voice of the subconscious, be it the inner feelings of
a character or the loftier idea of creating the state of reality. Many
of its functions seem similar to that of an accompanying or
characterizing orchestra; the fanciful, parlor-dance music which often
plays under Daland (108, 235), the strong, almost brutal exclamations
of Erik (206); but the relationship is deeper than that. For instance,
how the Dutchman’s passions rise and fall like the sea (123-4); through
the orchestration we see how the two are irrevocably linked. Also, when
Daland is prematurely counting his newfound wealth, the Dutchman stands
pensively brooding on his possible freedom, and we hear both characters
in the music, not because of specific themes (because none of the
recognized motifs are used here) but because the Dutchman is
influencing the scene, darkening Daland’s greedy excitement, and Wagner
found a way to express this subtly in the music (110-1 turns dark
around 113-4). The Dutchman is not of this world, at least not anymore,
and Wagner illustrates this. When he speaks, time seems to stop (79,
232-3, 238); but his spirit accomplishes this even if his form is
absent (167, 182). When Daland arrives with the Dutchman, Senta is
transfixed; his aria, with dance like rhythms and contours, is
overshadowed by the musical presence of the Dutchman in the timpani and
the string harmonies. (233) The apex of this subconscious-music is
heard when Senta confronts the Dutchman face to face; here stands a
woman obsessed with saving this legendary man, and here stands the
tired and tormented man, staring at what he knows will be his
salvation. What can they say? They say nothing, but Wagner makes the
orchestra have the conversation for them (243-245), including the only
time the relentless horn call of the Dutchman stutters (245, Duet), as
if he, who has seen everything, knows not how to proceed now that his
salvation may be at hand. As Wagner says, “That which is now revealing
itself to the eye in physical Show and by means of Gesture...speaks it
out so far as there has been no need for any third party [words]...to
explain...their understanding by the eye, or to interpret their meaning
to the directly-seizing ear.” (Wagner, 323)
Rather than having the voice be a vehicle to fill in
harmony or provide melody, Wagner makes the orchestra paint the words
and moods, and melodies and harmonies seem to write themselves
spontaneously. (299, 311-12) It is because of this that we
realize the dramatic difference between, for instance, Senta’s and
Erik’s tremoli (Wagner, 218-223), even though they are notationally
identical. The idea of performing similar notes differently was not
new, but Wagner’s plan that every musical decision, whether made by
singer, performer, or conductor, be governed firstly by devotion to the
Dramatic Action was the start of something revolutionary. “The lyric
moment has therefore to grow out of the drama itself, to appear as
necessarily conditioned by its course.” (Wagner, 305)
The vestiges of traditional opera, though present in
Holländer, are adapted by Wagner for his own uses; verses have
irregular phrase length, to better suit the dramatic significance of
the words (Wagner, 82-3); duets exist but often involve non-rhetorical,
non-repeating simultaneous texts, the comprehension of both being
necessary to follow the flow of action (248). These traditional ideas
of parallel phrase lengths and musical ‘numbers’ would soon be things
Wagner would completely eschew to create his most famous works. This
departure from traditional form and style, arguably present in all of
Wagner’s work, reached its point of no return in Holländer.
Holländer was a stepping stone between the
world Wagner inherited and world he sought to create; in it we can see
and hear the birth of a revolutionary musical language and a new system
of composition. Wagner likened melody floating on harmony to a boat
gliding across a placid lake, “carried yet self-moving, moved and yet
ever at rest...” (Wagner, 314-5) But, in essence, Holländer is
Wagner’s boat, surely steering toward the deepest point in his lake,
where he will plunge into the depths of its waters to find a new
natural vision, viewing drama as nature governs the lights in the sky,
the organic pulse of life, and the immutable modulations of the waters.
Works
Cited
Wagner, Richard. “The Art of Poetry and Tone in the Drama of the
Future. “Richard Wagner’s Prose Works, Vol. 2: Opera and Drama) tr.
William Ashton Ellis. New York: Broude Brothers, 1966. pp277-350.
Wagner, Richard. Der Fliegende Holländer. ed. Felix Weingartner.
New York: Dover Publications, 1988.
Wagner, Richard. The Flying Dutchman. James Levine, Metropolitan Opera
Chorus and Orchestra. Sony Classical, 1997.
*Although it may be evident
which source is being cited, score or essay, all subsequent citations
of one source contain only page numbers; when “Wagner” appears again,
it is referring to the other source.
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