The Trumpet in
the Romantic Era
The trumpet has possibly the longest tale of
instrumental evolution in the whole chronicle of music history,
beginning when the first human produced a signal on a hollowed out
animal horn, through the times of emperors and courts, majestic
coronations and military confrontations, up to the present day of
precision construction and development methods aided by computer
generated models. Perhaps only the flute can rival the trumpet’s
longevity, both of which owe their ancient beginnings and perennial
survival to a simple construction, desirable tone, and musical
indispensability. It would be interesting to note here that the
trumpet, born so many centuries ago as a tube through which
lip-vibrated air is amplified, had changed surprisingly little by the
beginning of the 19th century; metal had replaced bone as a
construction material, and a few holes had been drilled into the bore
to facilitate notes beyond the natural harmonic series (a system
borrowed from the woodwinds, and found to be undesirable when applied
brass instruments). In 1800, the trumpet was still a large,
difficult-to-tune instrument with no possibility for a full chromatic
compass. All that would change by the close of the century. The time
period of approximately 1800-1875 saw the trumpet evolve from a Broque
relic essentially into the model we know today.
One incongruity in this study is that the timeline
of advances in trumpet technology is not mirrored in the
contemporaneous music literature (or at least in major, accessible
works by knowledgeable, mainstream composers, recognizable names to our
21st century ears). This is due to two factors, one being the requisite
time needed for a new idea to travel, literally, from country to
country; the other is that this nascient technology was not immediately
accepted as a viable alternative or improvement on the status quo of
performance practice at that time. Any study on this topic then should
include an actual timeline of the advances in the trumpet’s technology,
augmented by a practical survey of how the acceptance (or rejection) of
the new developments is reflected in the music of the age. As we will
see, actual performance practice lagged about 10-20 years behind the
advancements in manufacturing.
The trumpet of Bach (see figure 4a), a large,
lightweight instrument with some tone holes, had fallen out of favor as
a solo instrument virtually right after his death, owing both to
changing musical tastes and the compositional exhaustion of the
instrument by the Baroque composers (Grove). The high, florid clarino
style which is so immediately identifiable with the Baroque age was
going out of style, and the Classical composers instead focused on the
principale, the lowest of the three Baroque trumpet parts, which played
in what we would consider the medium range (Baines 184 and Harvard).
The problem with this switch is that the natural trumpet lost its
melodic possibilities when not playing in the extreme high register,
due to the nature of the harmonic series (the trumpet can only produce
intervals of seconds in the 4th octave above the fundamental). In a
moderate range, the trumpet was limited to the tones of bugle calls and
fanfares, a role it had played for centuries. It could be argued that
Beethoven’s main theme for the Eroica Symphony of 1804 was specifically
chosen so the trumpets could play it during the tutti climaxes (example
1). In this example we can see Beethoven’s Eb (natural) trumpet, a
relatively low horn, had its fundamental as the written C (real Eb) two
octaves below middle C (allowing the low G (the fifth) in the second
octave and the E (third) in the third octave; Bb’s (sevenths) were
still attained by hand-stopping and were difficult to tune.
Further, while the trumpet may be completely at home in this
hunting-call context, it remained awkward or useless in very similar
situations. We can see how the trumpet was able to produce the D
(second) in the 4th octave but not the third, interrupting what should
be a line in octaves, and producing risky and awkward jumps (example
2). We also see that different horns responded differently; notice how
Beethoven avoids the written high G for his Eb horns (examples 3 and
5), even when this higher octave is needed to play the melody
correctly, but on the smaller C horn, (used in the second
movement only) he approaches the G without fear (example 4). It was
this limited and inconsistent usefulness of the orchestral trumpet that
started a revolution in trumpet construction to produce an instrument
with a full chromatic compass, in any register, and with desirable
intonation and even tone quality.
One of the first experimental models was the keyed
bugle, the instrument for which the Haydn and Hummel trumpet concertos
(1796 and 1803) were written (Grove; see figure 3b). It was a
well-established instrument (at least in military bands) by the dawn of
the 19th century; Weindinger in Austria had supposedly produced a 5-key
instrument which was nearly chromatic even before 1800, and the keyed
bugle, or keyed trumpet (figure 4c), was used in some capacity until
the 1840’s, although it was gradually replaced by better designs. What
kept the keyed bugle out of orchestras was its tone, which remained
that of a bugle. But the main shortcoming of the instrument in an
increasingly chromatic musical world was its inherently flawed
construction. Without being fully chromatic, and with uneven tone,
crooks would still have to be used occasionally to change the
fundamental pitch of the horn. Since the keys were in fixed locations
on the tube and were of fixed size, in reality only one crook would be
in the optimal pitch center for the instrument to function in tune, for
the proportions of tube lengths would otherwise be changed from that
which would produce the best sound. Another model which was in use for
many decades, if only in England, was the slide trumpet (figure 4b), in
essence a soprano trombone. One would think this would be the obvious
solution, save that it was difficult to play and could only reach third
position, making it also not a fully chromatic instrument. In 1812 and
1813, one sees through the music of Beethoven and Rossini, that
composers were struggling with the same acoustic problems, and the
trumpet was playing the same stereotypical roles (examples 6 and 7).
In 1813, a Silesian named Bhümel invented a
valve system which would revolutionize the trumpet. Patented in 1815 by
Stölzel and demonstrated by him in Leipzig in 1817, this two-valve
system allowed the trumpet to play more or less a chromatic scale
(except in the lower registers where open partials were farther apart)
(Fennel 15 and Carse 208; figure 1d). One would think that such an
invention would be immediately lauded by the musical community, but the
Stölzel valve was met with distrust, especially in Germany, and it
stands to reason: players had become proficient in hand-stopping,
composers felt secure continuing to write the traditional trumpet parts
they had always known, and the valve system was not as secure as it is
today. In 1820 the original tube-valve had evolved into a double-tube
box valve (made of wood and made airtight by wax, figure 1e), which was
slightly more effective and more widely received (Grove). But by 1824,
even in one of the most trumpet-heavy sections of his 9th Symphony, it
is evident Beethoven is still using hand-stopping on natural trumpets,
although perhaps trumpet models or performance practice had excelled by
this time to allow acceptable intonation on the close harmonies
(example 8). Rossini had found a compositional solution to a technical
problem in his overture to William Tell (example 9), but even by 1829
we can see the Stölzel valve system had not taken root, neither in
the concert hall or the opera stage, in Germany nor in Italy. In fact,
according to Carse, “nearly 20 years passed after the invention of the
Blümel-Stölzel valve before valve horns and trumpets began to
be specified in full [orchestral] scores” (212). By this time, valves
themselves had changed into much the form we know them to be today.
What did emerge during this time period was an
inevitable stand-in for the nonexistent (or non-accepted) chromatic
trumpet (Daubeny 105). The cornet (cornet à pistons), however,
enjoyed no better a fate than the Stölzel valve. In his 1844
Treatise, Berlioz states the popular reaction to the cornet with
sardonic wit and eloquence: “The cornet is very much in fashion...in
certain musical circles where elevation and purity of style are not
considered essential qualities” (295). The cornet was a three valved
instrument, and used the piston valves which would soon redirect
trumpet manufacture, yet the cornet’s flaws lied not in its innovation,
but its parentage. The cornet was born around 1830 (although accounts
of the birth of a proto-cornet vary from 10 to 30 years earlier) when
Halary added piston valves to a posthorn creating a trumpet-like
instrument, the cornopean (figure 3c). The instrument looked like a
miniature trumpet, but with a shorter, larger bore, a deeper
mouthpiece, and a larger bell (figure 3d). The cornet was, in effect,
the illegitimate offspring of what was a hybrid to begin with; it
borrowed some technology from the keyed bugle (figure 3b) and produced
an instrument with a higher fundamental and a fuller compass than the
trumpet, but it also had a more diffuse tone, less projection, played a
shorter high range, and balanced poorly with the brass section
(Berlioz). On top of all these inherent flaws, the cornet, due to its
ease of playing, became known as an amateur's instrument, played by
students and farcical theater shows (much the fate of the C melody sax
in the early 1900’s).
While the musical community largely rejected the
cornet as a viable orchestral instrument, some notable composers,
particularly the French, adopted it as a melodic counterpart to the
trumpet, and a ‘second soprano’ voice which could fill in harmony notes
of a tutti left unplayed (and unplayable) by the trumpets (Carse 249).
A few side-by side examples show the responsibilities given to the
cornets and trumpets in certain instances, the former exploiting the
florid melodic lines while the latter merely supports the sound in a
role it had been playing since antiquity (examples 10 and 12).
While the French employed their cornets à
pistons, the rest of the musical world was holding out for a reliable
improvement to the trumpet, and due to this expectation advancements
came quickly. In Vienna in 1823 Riedl and Josef Kali improved the
double tube valve, and three years later Josef was teaching at the
Prague Conservatory, extolling the virtues of valved trumpets. At this
time Spontini sent a few 3-Stölzel valve specimens to France,
resulting in Halary’s French 2-valved trumpet in 1828 (figure 4d).
Leopold Uhlmann added a third valve, cork buffers and the springs still
used today in rotary valves to Austrian trumpets in 1830 (Carse 209),
and in 1835 the rotary valve was created by his countryman J.F.Riedl
(Grove, figure 1f). Despite their preoccupation with the inferior
cornet, it was a Frenchman, François Périnet, who in 1838
invented the gros piston, an improvement on Stölzel’s tube valve
which is in effect the modern piston valve (figure 1a). From this point
the trumpet received added support from Berlioz’ Treatise on
Instrumentation (1844) which predicted the valved trumpet would become
the new workhorse soprano brass voice in the future, and from Adolphe
Sax’s mechanisms for his saxhorns in 1845. Sax’s technology streamlined
the components of the instrument and gave it greater stability. By 1846
the Stölzel valve began to decline in favor of the Périnet
valves, and the F trumpet gave way to the smaller Bb horn around 1850.
“By the 1850’s the higher [Bb] instrument had largely found its way in
and become...the ‘ordinary’ trumpet’ in Germany” (Baines 232).
By this time, the trumpet was the accepted head of
the brass section, and fully chromatic rotary and piston valve
instruments were being used in orchestras across Europe. Carse notes
that “Just before the mid-century Donizetti, Berlioz, Schumann, and
Wagner all helped to bring the valve instruments into the orchestra”
(212). No longer would crooking and stopping be necessary to play in
minor keys, as it was 20 years earlier (example 11; an ambitious
display by Mendelssohn, but still an obvious employment of
hand-stopping and not of valves). Now trumpets could play any pitch in
any range with nearly uniform precision, and truly musical melodic
lines were now being entrusted to them (example 14). At times one sees
in a score from this time an indication to crook into a different key,
but this was done largely for two reasons; firstly, some scholars
believe it was to appease the establishment (some conservatories
continued to support earlier valve systems and even natural brass well
into the late 1800’s), and at times it appears to be merely a whimsy or
habit of the composer. Baines states “Tonalities specified in
orchestral scores are small evidence of what instruments players
actually used or use. Behind the glorious scoring in Parsifal where
Wagner writes F trumpet sehr zart up to h[armonic #]12 there is a
belief in Germany that the instrument used was the Bb (or C), said at
the time to give a better sound then the F” (232). Also, Daubeny notes
(and example 13 gives a sample that) “...Wagner excels himself by
marking no less than ten changes of crook in the 96 bars of his
introduction to the third act of Lohengrin [1848]. The whole entr’acte
occupies only some two and a half minutes in performance, and some of
these changes are without even half a bar’s rest...” (85-6). It was
Wagner’s habit to write all trumpet parts in C and leave instrument
selection, as is the case today, up to the performer (Strauss’s notes
on Berlioz’s Treatise).
By 1850 modern manufacturing methods were being used
to produce three-piston valved trumpets, mostly in Bb and C (although
other keys have survived even to this day), and in 1858 the French
started developing pitch compensating systems to help them play more in
tune, an indication not only of the new horns’ established place in the
orchestra, but also of France’s return to the forefront of trumpet
development after its cornet excursion of the 1820’s and 30’s. In fact,
it was the French company Besson which gave the Romantic era trumpet
its final image in 1874 (figure 4e), a shape nearly unchanged in the
nearly 150 years which have led us into the 21st century. An excerpt
from Verdi’s Requiem (1873) features a trio of obviously valved
trumpets entrusted with inverted triads, diminished chords, octaves in
the mid-high and mid-low ranges, half step shakes, and a full chromatic
run (example 15). In the opening lines of Bizet’s Carmen (1875 and
example 16), we hear the final evidence that we have arrived at the
modern trumpet: a thoroughly chromatic, modulating melodic line, in the
extreme low register, with every note and harmonic construction under
the instrument’s command, including the low F#, still the lowest note
in the regular range of the horn, and a far cry from the clarino
twittering so many octaves above, no less than 80 years before.
Works Cited
Baines, Anthony. Brass Instruments, Their History & Development,
London: Faber & Faber, 1976.
Barbour, J. Murray. Trumpets, Horns, and Music. Michigan State
University Press, 1964.
Beethoven, Ludwig van. Symphony No 3 in Eb Major, Op.55 ‘Eroica’.
Mineola NY: Dover Publications, 2000.
Beethoven, Ludwig van. Symphony No 8 in F Major, Op.93. Mineola NY:
Dover Publications, 1997.
Beethoven, Ludwig van. Symphony No 9 in D Minor, Op. 125 ‘Choral’.
Mineola NY: Dover Publications,
1997.
Berlioz, Hector. Requiem Mass and Te Deum. Mineola, NY: Dover
Publications, 1996.
Berlioz, Hector. Symphonie Fantastique, Op.14. Mineola, NY: Dover
Publications, 1997.
Berlioz, Hector and Strauss, Richard. Treatise on
Instrumentation. tr. Theodore Front. Mineola NY: Dover
Publications, 1991.
Bizet, Georges. Carmen Suites Nos 1 and 2. Mineola, NY: Dover
Publications, 1998.
Carse, Adam. The History of Orchestration. New York: Dover
Publications, 1964.
Daubeny, Ulric. Orchestral Wind Instruments, Ancient and Modern.
Freeport, NY: Books for Libraries
Press, 1920, reprinted 1970.
Fennel, Frederick. Time and the Winds. Kenosha, WI: LeBlanc
Publications, 1954.
Mendelssohn, Felix. Symphony No. 5 ‘Reformation’. Mineola, NY: Dover
Publications, 1994.
The New Grove Dictionary of Music Online. “Trumpet”:
<<http://www.grovemusic.com/shared/views/article.html?section=music.49912.4.3>>
<<http://www.grovemusic.com/shared/views/article.html?section=music.49912.4.4>>
<<http://www.grovemusic.com/shared/views/article.html?section=music.49912.4.1>>
Randel, Don Michael. The New Harvard Dictionary of Music. “History of
the Trumpet”, The Belknap Press
of Harvard University Press, Cambridge, MA; 1986.
Rimsky-Korsakov, Nikolay. Principles of Orchestration. New York: Dover
Publications, 1964.
Rossini, Gioacchino. William Tell and other Overtures. Mineola,
NY: Dover Publications, 1994.
Schumann, Robert. Complete Symphonies. New York: Dover
Publications, 1980.
Verdi, Giuseppe. Requiem. Mineola, NY: Dover Publications, 1998.
Wagner, Richard. Walkürenritt. Vienna: Philharmonia Partituren, no
date.
Wagner, Richard. Lohengrin Preludes. New York: Edwin F. Kalmus, no date.
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